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  1. Notice of Decision 2025: Northwest Car Sales Ltd [pdf]

    Decision notices

    Published: 30/01/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  2. Notice of Decision 2025: Unilet Sound & Vision Ltd [pdf]

    Decision notices

    Published: 30/01/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  3. Notice of Decision 2025: North Wirral Auto Conversions Ltd [pdf]

    Decision notices

    Published: 30/01/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  4. Final Notice 2025: Infinox Capital Limited [pdf]

    Final notices

    Published: 29/01/2025

    This Final Notice refers to breaches of Article 26(1) of MiFIR related to a failure to report transactions in the trading firm sector. We imposed a financial penalty.
  5. Notice of Decision 2025: Ranjit Jutley [pdf]

    Decision notices

    Published: 29/01/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation
  6. Notice of Decision 2025: D Welch (Scaffolding) Ltd [pdf]

    Decision notices

    Published: 29/01/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  7. Notice of Decision 2025: Ridha Motors Ltd [pdf]

    Decision notices

    Published: 29/01/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  8. Notice of Decision 2025: New Era Group Limited [pdf]

    Decision notices

    Published: 29/01/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  9. Notice of Decision 2025: Phoenix Automotive Limited [pdf]

    Decision notices

    Published: 28/01/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 
  10. Notice of Decision 2025: Donal McMeel [pdf]

    Decision notices

    Published: 28/01/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.