News
Search results
Showing 1 to 10 of 2565 search results.
-
FCA statement on Blackmore Bonds complaints
The FCA has written to people who complained about the way the FCA handled the Blackmore Bonds case. -
FCA confiscates over £500,000 from convicted insider dealer
The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer. -
FCA secures confiscation order against convicted fraudster
The FCA has secured a confiscation order of £5,963,376.15, against convicted fraudster Guy Flintham. -
FCA sets out further proposals to support growing business and investment opportunities
The FCA has set out proposals to make it easier for listed companies to issue corporate bonds that wealth managers and retail investors can buy. -
The FCA and Practitioner Panel joint survey for 2025 launches
The FCA and Practitioner Panel survey is being sent to all regulated firms so they can share their feedback on how the FCA regulates the industry. -
Contis Financial Services Limited (CFSL) enters special administration
On 30 January 2025, CFSL (also known as Solaris EMI) entered special administration. Joshua James Dwyer and Robert Spence of Interpath Limited have been appointed as Joint Special Administrators. -
FCA issues first fine for transaction reporting failures under MiFIR
Infinox Capital Limited has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports which risked market abuse going undetected. -
Progress on the FCA’s case against care home investment scheme
We welcome a positive outcome for investors, following our High Court proceedings over collective investment schemes. -
FCA and PSR set out next steps for open banking
Next steps for open banking will include a new independent company to drive forward variable recurring payments. -
FCA review finds gaps remain in brokers’ money laundering defences
The FCA has found wholesale brokers need to enhance their systems, controls, risk awareness and training to guard against money laundering.