Publications

Showing 41 to 50 of 666 search results.

41. Cryptoasset Trust Change in Controller Form [docx]

    Forms

    Published: 11/08/2022

    Last modified: 17/01/2025

    Cryptoasset Trust Change in Controller Form

42. Cryptoasset Individual Change in Controller Form [docx]

    Forms

    Published: 11/08/2022

    Last modified: 17/01/2025

    Cryptoasset Individual Change in Controller Form

43. Short Form A - Solo-regulated firms [docx]

    Forms

    Published: 11/08/2022

    Last modified: 24/05/2024

    Application to perform controlled functions including senior management functions.

44. Application for amend details - Credit rating agencies form [docx]

    Forms

    Published: 07/07/2022

    Application for amend details - Credit rating agencies form

45. mifid-intragroup-notification-for-change-in-controller.doc [doc]

    Forms

    Published: 27/06/2022

    Last modified: 17/01/2025

    mifid-intragroup-notification-for-change-in-controller.doc

46. MiFID Annex for VOP Application Notes [docx]

    Forms

    Published: 27/05/2022

    Last modified: 27/05/2022

    MiFID Annex for VOP Application Notes

47. FUND 3.2.2R Disclosures [docx]

    Forms

    Published: 21/04/2022

    FUND 3.2.2R Disclosures

48. CRO cancellation form [docx]

    Forms

    Published: 11/04/2022

    CRO cancellation form

49. MiFID Transparency Waiver Form [docx]

    Forms

    Published: 07/04/2022

    MiFID Transparency Waiver Form

50. Corporate - Notification for Change in Controller (Section 178 notice) [doc]

    Forms

    Published: 22/03/2022

    Last modified: 17/01/2025

    This form should be completed by a director of a corporate entity that wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm.