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Showing 71 to 80 of 5078 search results.
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Notice of Decision 2025: Dash Car Sales Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Mr Ahmed [pdf]
The final notice refers to a failure to seek prior FCA approval when acquiring and disposing control of a regulated entity contrary to section 191(F)(1) and section 191(D) of FSMA. The proposed controller demonstrated a further lack of due care, -
Final Notice 2025: Arian Financial LLP [pdf]
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. This case was referred to the Upper Tribunal and a judgment was issued on 11 November 2024. We imposed a financial penalty. -
Notice of Decision 2025: Rhuddlan Golf Club [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: AUTO NATION LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Onitlikeacarbonnet Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: SPRAYED IT LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: BOUCHON JEWELLERS LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2025: Easy Exchange Ltd [pdf]
This Final Notice refers to breaches of Payment Services Regulations 2017 related to the failure to meet the conditions of registration. We imposed a cancellation -
Notice of Decision 2025: Westlands Car Sales Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.