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FCA enhances access to market data and investment research to support growth
The FCA has set out a package of measures to reinforce the UK’s leading position in the bond, derivatives and asset management sectors, supporting growth. -
Three individuals and two firms charged over alleged unauthorised business activities
The FCA has started criminal proceedings against Anthony Hay, Laura Hay, Tim Stewart, Premier Finance GB Ltd and Proserv GBR Limited, for allegedly engaging in unauthorised business. -
FCA and PSR Boards appoint new chair to decision-making committees
The FCA and PSR announces the appointment of Alison Potter as Chair to two major committees. -
FCA bans Steven Hodgson and Paul Adams for pension transfer advice failings
The FCA has banned Steven Hodgson and Paul Adams of Vintage Investment Services from advising any customers on pension transfers and opt outs. -
FCA fines Kristo Käärmann £350,000 for failing to notify the FCA of significant tax issues
The FCA has fined Mr Käärmann £350,000 for breaching a senior manager conduct rule. -
FCA publishes results of non-financial misconduct survey
The FCA has published the results of a survey to better understand how firms record and manage allegations of non-financial misconduct. -
FCA cracks down on illegal finfluencers
We have launched targeted action against finfluencers who may be touting financial services products illegally. -
FCA fines Volkswagen Finance £5.4m over treatment of customers in financial difficulty
The FCA has fined Volkswagen Financial Services (UK) Limited (Volkswagen Finance) £5,397,600 for failing to treat its customers in financial difficulty fairly. -
FCA launches premium finance market study alongside new Government insurance taskforce
The FCA has announced a package of work in the insurance market amid concerns about rising prices, alongside the launch of the Government motor insurance taskforce. -
FCA fines TSB £10.9m over treatment of customers in financial difficulty
The FCA has fined TSB Bank plc (TSB) £10,910,500 for failing to ensure customers who were in arrears were treated fairly.