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Showing 1 to 10 of 4018 search results.
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Final Notice 2025: OG Pay Ltd [pdf]
This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of registration. We imposed a cancellation. -
Final Notice 2025: Infinox Capital Limited [pdf]
This Final Notice refers to breaches of Article 26(1) of MiFIR related to a failure to report transactions in the trading firm sector. We imposed a financial penalty. -
Final Notice 2025: Aglory Merchant Enterprises Limited [pdf]
This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of registration. We imposed a cancellation. -
Final Notice 2024: Mr Ahmed [pdf]
The final notice refers to a failure to seek prior FCA approval when acquiring and disposing control of a regulated entity contrary to section 191(F)(1) and section 191(D) of FSMA. The proposed controller demonstrated a further lack of due care, -
Final Notice 2025: Arian Financial LLP [pdf]
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. This case was referred to the Upper Tribunal and a judgment was issued on 11 November 2024. We imposed a financial penalty. -
Final Notice 2025: Easy Exchange Ltd [pdf]
This Final Notice refers to breaches of Payment Services Regulations 2017 related to the failure to meet the conditions of registration. We imposed a cancellation -
First Supervisory Notice 2024: Hydrogard Legal Services Limited [pdf]
The FCA has decided to impose requirements on Hydrogard Legal Services Limited with immediate effect. -
Final Notice 2024: John Cotton [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the advisers and intermediaries’ sector. We imposed a cancellation. -
Final Notice 2024: Biilz UK Ltd [pdf]
This Final Notice refers to breaches of the Electronic Money Regulations in the Payment Services sector. We imposed a cancellation. -
Consolidated ATCS Waivers List 2024 [xlsx]
Consolidated ATCS Waivers List 2024