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Showing 61 to 70 of 3308 search results.

  1. MoU between the FCA and Financial Ombudsman Service (FOS) [pdf]

    Memorandums of understanding

    Published: 15/11/2024

    Last modified: 15/11/2024

    The Financial Services Act 2012 (the “2012 Act”) requires that the FCA enter
  2. Log of live Wider Implications issues as at April 2024 [pdf]

    Corporate documents

    Published: 15/11/2024

    Log of live Wider Implications issues as at April 2024.
  3. Wider Implications Framework meeting minutes 25 April 2024 [pdf]

    Meeting minutes

    Published: 15/11/2024

    Wider Implications Framework meeting minutes 25 April 2024.
  4. Chairs and CEO Regulatory Family meeting 4 June 2024 [pdf]

    Meeting minutes

    Published: 15/11/2024

    Chairs and CEO Regulatory Family meeting 4 June 2024.
  5. Portfolio Letter: Our supervisory strategy for credit rating agencies [pdf]

    Correspondence

    Published: 12/11/2024

    This letter describes our supervisory work programme for the next two
  6. FCA Board Minutes: 3 October 2024 [pdf]

    Meeting minutes

    Published: 08/11/2024

    Corrected FCA Board Minutes including proposals on enforcement investigation publicity and new guidance on change in control.
  7. The FCA’s response to the Complaints Commissioner’s Report 202400306 [pdf]

    Corporate documents

    Published: 07/11/2024

    We have considered the Final Report of the Complaints Commissioner on complaint 210772590.
  8. Portfolio letter: SIPP Operators [pdf]

    Correspondence

    Published: 04/11/2024

    The FCA sets out its expectations for Self Invested Personal Pension (SIPP) Operators
  9. Annual Public Meeting 2024: Responses to unanswered questions [pdf]

    Corporate documents

    Published: 31/10/2024

    Questions submitted to the Annual Public Meeting on 26 September 2024, but not answered at the meeting.
  10. Portfolio Letter: FCA strategy for retail banks in 2025 [pdf]

    Correspondence

    Published: 25/10/2024

    The FCA has set out key priorities for retail banking and retail mortgage lending activities.