Publications

Showing 11 to 20 of 666 search results.

11. Application for registration as an Account Information Service Provider [docx]

    Forms

    Published: 26/06/2024

    Last modified: 26/06/2024

    Application for registration as an Account Information Service Provider.

12. Financial Analysis Template: wholesale and consumer investment firms [xlsx]

    Forms

    Published: 02/05/2024

    Wholesale and consumer investment firms applying for authorisation or registration with the FCA should fill out this excel template and attach it to your application. 

13. Modification by Consent for COBS TP 2.38BR [docx]

    Forms

    Published: 24/04/2024

    Modification by Consent for COBS TP 2.38BR form

14. Retirement Income Advice Assessment Tool [xlsx]

    Forms

    Published: 20/03/2024

    Our Retirement Income Advice Assessment Tool

15. Transaction report data extracts schema version 6 [xsd]

    Forms

    Published: 07/02/2024

    FCA Transaction report data extracts schema version 7

16. Financial Promotions Annex for Dual Regulated firms [docx]

    Forms

    Published: 24/01/2024

    Financial Promotions Annex for Dual Regulated Firms

17. PSD Add Agent Form [docx]

    Forms

    Published: 14/11/2023

    This form is for Payment Institutions to notify the FCA of a new UK agent

18. Financial Promotion Annex for firms with existing New Authorisation in progress [docx]

    Forms

    Published: 06/11/2023

    Last modified: 06/11/2023

    Form to be used by applicants who wish to add Financial Promotions to their existing New Authorisation Application

19. Financial Promotions Annex notes [docx]

    Forms

    Published: 06/11/2023

    Notes to be used when a Dual Reg applicant is wanting to add Financial Promotions to their New Authorisation application

20. Financial Promotions Variation of Permission form [docx]

    Forms

    Published: 06/11/2023

    Financial Promotions VOP form