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Showing 71 to 80 of 666 search results.

  1. Notification under MIFIDPRU for which there is no dedicated notification form [docx]

    Forms

    Published: 09/12/2021

    Notification under MIFIDPRU for which there is no dedicated notification form
  2. Notification under MIFIDPRU 4.12.10R and 4.14.20R of the intended use of own delta estimates [docx]

    Forms

    Published: 09/12/2021

    Notification under MIFIDPRU 4.12.10R and 4.14.20R of the intended use of own delta estimates
  3. Form I - Application to add, vary or remove a conditional approval for the performance of a senior management function [docx]

    Forms

    Published: 26/11/2021

    Last modified: 07/06/2023

    Form I - Application to add, vary or remove a conditional approval for the performance of a senior management function
  4. Variation of Permission (VOP) for Home Finance Mediation and General Insurance Distribution Activities [docx]

    Forms

    Published: 26/11/2021

    Last modified: 07/06/2023

    Variation of Permission (VOP) for Home Finance Mediation and General Insurance Distribution Activities
  5. Variation of Permission (VOP) for Mortgage and General Insurance - Notes [docx]

    Forms

    Published: 26/11/2021

    Last modified: 07/06/2023

    Variation of Permission (VOP) for Mortgage and General Insurance - Notes
  6. Variation of Permission (VOP) for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers [docx]

    Forms

    Published: 26/11/2021

    Last modified: 07/06/2023

    Variation of Permission (VOP) for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers
  7. Variation of Permission application for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers - Notes [docx]

    Forms

    Published: 26/11/2021

    Last modified: 07/06/2023

    Variation of Permission application for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers - Notes
  8. Form E - Internal transfer of a permission performing a controlled function for solo-regulated firms [docx]

    Forms

    Published: 26/11/2021

    Last modified: 13/04/2023

    Form E - Internal transfer of a permission performing a controlled function for solo-regulated firms
  9. Form E - Internal transfer of a permission performing a controlled function for dual-regulated firms [docx]

    Forms

    Published: 26/11/2021

    Last modified: 07/06/2023

    Form E - Internal transfer of a permission performing a controlled function for dual-regulated firms
  10. Cancellation of Part 4A permission form [docx]

    Forms

    Published: 26/11/2021

    Last modified: 07/06/2023

    Cancellation of Part 4A permission form