Publications

Showing 31 to 40 of 666 search results.

31. Financial analysis template for mortgage intermediaries - incorporated companies [xlsx]

    Forms

    Published: 23/01/2023

    Template for mortgage intermediaries (incorporated companies) when submitting authorisation applications.

32. Template for financials for mortgage intermediaries – sole trader and partnerships [xlsx]

    Forms

    Published: 23/01/2023

    Template for mortgage intermediaries (sole trade and partnerships) when submitting authorisation applications.

33. CRAs application for certification (form) [docx]

    Forms

    Published: 29/12/2022

    Last modified: 29/12/2022

    Application for certification form for credit rating agencies (CRAs).

34. CRAs application for registration (notes) [docx]

    Forms

    Published: 29/12/2022

    Last modified: 29/12/2022

    Application for registration notes for credit rating agencies (CRAs).

35. Modification by consent for EEA Insurers: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP [pdf]

    Forms

    Published: 28/10/2022

    Find out more about modification by consent for EEA Insurers: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP

36. Modification by consent for EEA Intermediaries: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP [pdf]

    Forms

    Published: 28/10/2022

    Find out more about modification by consent for EEA Intermediaries: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP

37. Notification of entry into supervised run-off following cancellation of a temporary permission [docx]

    Forms

    Published: 06/10/2022

    Last modified: 02/01/2024

    Firms that previously passported into the UK under Schedule 3 or Schedule 4 to FSMA and were in the Temporary Permissions Regime.

38. Notification of entry into supervised run-off following cancellation of a transitional authorisation [docx]

    Forms

    Published: 06/10/2022

    Last modified: 02/01/2024

    EEA authorised payment institutions, EEA registered account information service providers and EEA authorised electronic money institutions that were in the Temporary Permissions Regime.

39. Financial Analysis Template (1) for firms applying for authorisation [xlsx]

    Forms

    Published: 20/09/2022

    Use this template to provide financial projections when submitting your firm's application for authorisation.

40. Financial Analysis Template: retail firms [xlsx]

    Forms

    Published: 20/09/2022

    Retail firms can use this template to provide financial projections when submitting your firm's application for authorisation.