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5 Conduct Questions: Industry Feedback for 2016 [pdf]
The 5 Conduct Questions are part of the FCA's strategy for supervising wholesale banks. This 2016 industry feedback is to help large and small firms consider if any of the approaches to conduct may be effective in their own organisations. -
MS17/2.1: Wholesale Insurance Broker Market Study Terms of Reference [pdf]
The terms of reference for our Wholesale insurance broker market study, will consider how competition is working in the sector. The FCA wants to ensure that the sector is working well, and fosters innovation and competition in the interests of its -
Final Decision: Market Investigation Reference (MIR) on investment consultancy services and fiduciary management services [pdf]
This document sets out our final decision to make a Market Investigation Reference (MIR) in relation to investment consultancy services and fiduciary management services. -
Asset Management Market Study: Final decision to make a Market Investigation Reference (MIR) on investment consultancy services
As part of our Asset Management Market Study we have made a final decision to make a market investigation reference on investment consultancy and fiduciary management services and to reject the proposed Undertakings in Lieu (UIL). -
MS15/2.3: Asset management market study remedies - timeline [pdf]
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MS17/1.1: Investment Platforms Market Study Terms of Reference [pdf]
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Retirement Outcomes Review Interim Report: at a glance [pdf]
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Retirement Outcomes Review Interim Report: infographic [pdf]
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Retirement Outcomes Review Interim Report [pdf]
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Retirement Outcomes Review Interim Report: Annex 6 [pdf]