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Showing 41 to 50 of 3308 search results.
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FCA response to the Complaints Commissioner’s Report FCA ref: 210987339 [pdf]
FCA response to the Complaints Commissioner’s Report FCA ref: 210987339 -
Memorandum of Understanding between the FCA and The Bank of England: Supervision of Financial Market Infrastructure [pdf]
An update on the existing MoU between the FCA and the Bank, reflecting changes as a result of FSMA 2023. -
Update on an equity consolidated tape [pdf]
The FCA sets out an update on a potential consolidated tape for UK equities trades. -
Portfolio letter: Our supervisory strategy for benchmark administrators - December 2024 [pdf]
The FCA sets out its views on the key risks identified in the portfolio, our expectations, and a summary of the work we intend to do over the next 2 years. -
Portfolio letter: Custody and fund services supervision strategy [pdf]
The FCA updates firms on supervision strategy for the custody and fund services sector. -
David Geale’s allowances and expenses: 2024-2025 [pdf]
Summary of allowances and expenses claimed by David Geale, including hospitality given outside of the FCA. -
Portfolio letter: Data reporting services providers [pdf]
The FCA writes to data reporting services providers about the latest supervisory priorities. -
Simon Walls' allowances and expenses: 2024-2025 [pdf]
Summary of allowances and expenses claimed by Simon Walls, including hospitality given outside of the FCA. -
Portfolio Letter: Our strategy for Contracts for Difference [pdf]
This letter sets out the FCA's views on the key risks from CFD providers and areas we plan to focus over the next 2 years. -
Portfolio Letter: Our strategy for trading venues [pdf]
Portfolio Letter: Our strategy for trading venues.