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FCA charges John Dance with offences related to WealthTek
The FCA has charged John Dance with 9 criminal offences, including multiple counts of fraud and money laundering. -
FCA finds two-thirds of young investors take less than 24 hours to make investment decisions
Latest research from the Financial Conduct Authority (FCA) reveals that young investors are making important investment decisions in a matter of hours, rather than taking the time to check out whether the product is right for them in the long-term. -
FCA consults on new private stock market
Proposals for a new platform - The Private Intermittent Securities and Capital Exchange System (PISCES) - on which shares in private companies will be bought and sold have been set out by the FCA. -
FCA publishes decisions against director and financial adviser for pension transfer advice failings
The FCA has decided to ban two individuals from working in financial services, and fine them £270,646 and £399,817 respectively. -
Millions of people could get more support with their pensions under new proposals
The Financial Conduct Authority (FCA) has set out proposals for extra support for millions of UK savers to help them make better decisions about their pensions. -
FCA seeks further views on enforcement transparency proposals
The FCA has published the second phase of its consultation on proposals for a measured increase in transparency about its enforcement investigations, and set out plans for further engagement after significant concerns were raised in relation to the -
FCA fines former airline executive for trading during closed periods and for trade disclosure failures
The FCA has fined András Sebők, former executive at Wizz Air, £123,500 for trading company shares when he wasn’t permitted to, and failing to disclose trades. -
FCA finds crypto ownership continues to rise as it delivers plans to regulate crypto
According to the FCA's latest research on consumer attitudes and behaviours towards crypto, 12% of UK adults now own crypto, up from 10% in previous findings. -
MBL fined £13m for serious control failures that allowed trader to conceal over 400 fictitious trades
The FCA has fined Macquarie Bank Limited - London Branch (MBL) £13m for serious failings that allowed one of its employees to record over 400 fictitious trades. -
FCA fines Barclays £40 million
The FCA has fined Barclays £40 million in total for its failure to disclose certain arrangements with Qatari entities in 2008.