Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
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Policy and guidance
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Showing 61 to 70 of 3204 search results for .
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Market Watch 81
Newsletter on market conduct and transaction reporting issues, November 2024 -
PS24/15: Regulatory framework for pensions dashboard service firms
We are consulting on new guidance for firms undertaking this new activity and 2 changes to the rules we originally proposed in CP22/5. -
CP24/21: Investment research payment optionality for fund managers [pdf]
We are consulting on applying investment research payment optionality to funds in line with those applying to segregated asset. -
PS24/14: Improving transparency for bond and derivatives markets [pdf]
The FCA sets out changes to the UK bond and derivative transparency regime, including a Discussion Paper on the future of systematic internalisers. -
CP24/21: Investment research payment optionality for fund managers
We want your feedback on our proposals to improve the investment research market. -
PS24/14: Improving transparency for bond and derivatives markets
We are consulting on proposed changes to the bond and derivative transparency regime in the UK. -
DP24/1: Regulation of commercial and bespoke insurance business - reopened questions [pdf]
We are seeking further feedback on DP24/1 to gather more information about the impact of our options. -
Handbook Notice 123 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 29 October 2024 and 31 October 2024. -
FG24/5: Prudential assessment of acquisitions and increases in control [pdf]
The FCA sets out expectations on how to identify controllers and submit the change in control notification. -
Sustainability Disclosure Requirements (SDR) and investment labels: pre-contractual disclosure examples [pdf]
Illustrative examples and approaches to showcase how applicants can meet the disclosure requirements.