Publications
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Showing 1 to 10 of 148 search results.
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TR24/2: Product Oversight and Governance thematic review – General Insurance and Pure Protection [pdf]
This thematic review considers whether firms are meeting their product governance obligations for general insurance (GI) and pure protection (PP) products under PROD 4. This report sets out the FCA's findings. -
TR24/2: General insurance and pure protection product governance thematic review
Firms should manufacture and distribute products that deliver fair value to customers. The FCA is disappointed to see many insurance firms are not fully meeting their product governance obligations. -
TR24/1: Retirement income advice thematic review [pdf]
This review supports our work to improve standards across the consumer investment market. -
Thematic review of Retirement Income Advice
Our findings on how the retirement income advice market is working and whether consumers are receiving appropriate advice on meeting their income needs in retirement. -
TR22/1: Observations on wind-down planning: liquidity, triggers & intragroup dependencies [pdf]
TR22/1: Observations on wind-down planning: liquidity, triggers & intragroup dependencies. -
TR22/1: Observations on wind-down planning: liquidity, triggers & intragroup dependencies
This review reiterates our expectation that firms have adequate financial and non-financial resources to wind-down in an orderly manner, and sets out our observations of how they are doing this. -
Thematic Review 20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements [pdf]
We have reviewed the effectiveness of Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) in improving value for money (VfM) of workplace pensions for customers. -
TR20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements
We reviewed how effectively Independent Governance committees (IGCs) and Governance Advisory Arrangements (GAAs) are improving the value for money of workplace pensions. -
TR19/4: Understanding the money laundering risks in the capital markets [pdf]
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FCA 2019: Understanding the money laundering risks in the capital markets
We carried out this thematic review to look at the money-laundering risks and vulnerabilities in the capital markets and, where possible, to develop case studies to help inform the industry.