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Senior independent director review into whistleblowing concerns
In line with the corporate governance of the FCA, the board’s senior independent director, Richard Lloyd, carried out an internal review of the handling of two individuals’ whistleblowing communications by the chair. -
Reforms to financial services retail-disclosure requirements
The Government and FCA announce plans to reform UK retail disclosure rules and will temporarily exempt investment trusts from assimilated EU law requirements. -
Statement on forbearance in relation to investment trust disclosure requirements
This statement sets out our forbearance given the Government’s intention to exclude some investment trusts from the PRIIPs Regulation and other assimilated law. -
FCA publishes update on cash savings market and fair value
We have published an update on the actions we have taken since our July 2023 cash savings market review, and the work we have done with the largest 9 firms on the value they provide. -
FCA sets out temporary measures for firms on ‘naming and marketing’ sustainability rules
We're offering firms temporary flexibility to comply with ‘naming and marketing’ rules under our Sustainability Disclosure Requirements regime until 2 April 2025. -
Upper Tribunal ruling on Thomas Llewellyn Kalaris
The Upper Tribunal ruled in the FCA’s favour on the refusal to allow Mr Kalaris to perform senior manager functions. -
Update on the Bank of England and FCA Memorandum of Understanding for supervision of market infrastructure
The Bank and FCA held a consultation to review how their co-operation on supervision of financial market infrastructures is working. -
Update on motor finance work
The FCA is proposing to extend the current pause to the time firms have to respond to consumers about motor finance complaints involving a discretionary commission arrangement (DCA). -
Statement on cold-shoulderings in the matter of MWB Group Holdings plc
Ten individuals have been cold-shouldered after a ruling from the Hearings Committee of the Takeover Panel. -
Update on the FCA’s review of treatment of Politically Exposed Persons
The findings from this review were due to be published in line with the end of June deadline.