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1. FCA confiscates over £500,000 from convicted insider dealer

   Press Releases

   Published: 03/02/2025

   Last modified: 03/02/2025

   The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer.

2. FCA secures confiscation order against convicted fraudster

   Press Releases

   Published: 31/01/2025

   Last modified: 31/01/2025

   The FCA has secured a confiscation order of £5,963,376.15, against convicted fraudster Guy Flintham.

3. FCA sets out further proposals to support growing business and investment opportunities

   Press Releases

   Published: 31/01/2025

   Last modified: 31/01/2025

   The FCA has set out proposals to make it easier for listed companies to issue corporate bonds that wealth managers and retail investors can buy.

4. FCA issues first fine for transaction reporting failures under MiFIR

   Press Releases

   Published: 29/01/2025

   Last modified: 29/01/2025

   Infinox Capital Limited has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports which risked market abuse going undetected.

5. FCA review finds gaps remain in brokers’ money laundering defences

   Press Releases

   Published: 23/01/2025

   Last modified: 23/01/2025

   The FCA has found wholesale brokers need to enhance their systems, controls, risk awareness and training to guard against money laundering.

6. FCA expands Leeds office, creating new jobs and affirming its commitment to growth in the region

   Press Releases

   Published: 16/01/2025

   Last modified: 16/01/2025

   The FCA has opened further floor space at its existing base at 6 Queen Street, increasing it by an additional 5,000 square feet.

7. FCA fines Arian Financial LLP £288,962.53 for failings relating to cum-ex trading

   Press Releases

   Published: 10/01/2025

   Last modified: 10/01/2025

   The FCA has fined Arian Financial LLP £288,962.53 for failing to ensure it had effective systems and controls against financial crime.

8. FCA executes search warrants in investigations involving unauthorised business

   Press Releases

   Published: 20/12/2024

   Last modified: 20/12/2024

   Two individuals were arrested following FCA investigations into unauthorised debt and claims management activities.

9. FCA apologises to Collateral investors

   Press Releases

   Published: 19/12/2024

   Last modified: 20/12/2024

   The FCA has called for people who may have invested in fraudulent peer-to-peer firm Collateral to come forward to the regulator so they can receive an apology.

10. Rule changes proposed by FCA to boost investment

    Press Releases

    Published: 19/12/2024

    Last modified: 19/12/2024

    The FCA has set out plans to simplify the information supplied to investors to boost confidence and drive investment.